You will contribute to our client’s success by structuring and monitoring fit for purpose regulatory compliance
and anti-money laundering programs. In addition, you will provide on-going support on all compliance and
anti-money laundering matters to clients to help them meet their regulatory obligations.
You will contribute to the Firm’s success by supporting the senior team in execution of client mandates and
helping with origination of new business.
Duties and responsibilities
We have an entrepreneurial environment and our focus is on delivering results for our clients. We believe in
teamwork and will provide you the required support and tools to succeed in your role. Your specific duties and
responsibilities will include:
Providing day to day support to clients in executing compliance deliverables.
Drafting, executing and supporting the compliance monitoring and testing program and performing
desk reviews and test checks to assess the status of compliance.
Assisting clients in obtaining their desired regulatory license/s.
Drafting fit for purpose compliance and anti-money laundering policies and procedures.
Conducting KYC reviews for clients managed by any of the group entities.
Assist in providing training on compliance, AML and corporate governance topics.
Keeping abreast of relevant laws, rules and regulations and ensuring that any changes to these are
reported and reflected in the relevant policies, procedures and compliance programs.
Assisting in promoting the firm at various industry and promotional events.
